LAPT
London Academy of Professional Training
Master Certificate
Level 6-7
Leadership
ISO Management & Services
ISO 37301BNK — Compliance Management in Banking
REF: MGT-BNK-37301BNK
Prerequisites
None
Awarding Body: LAPT — London Academy of Professional Training
Curriculum Overview
1
Ethical Standards and Compliance Culture
Understanding Ethical Standards in Banking
The Role of Compliance Culture in Financial Institutions
Regulatory Frameworks and Ethical Obligations
Strategies for Fostering Ethical Behavior and Compliance
Measuring and Assessing Compliance Culture in Banks
2
Strategic Compliance Leadership
Understanding Compliance Frameworks in Banking
The Role of Leadership in Compliance Culture
Risk Assessment and Compliance Strategies
Regulatory Changes and Their Impact on Banking Compliance
Measuring and Reporting Compliance Effectiveness
3
Compliance Audit and Review
Understanding Compliance Audits in Banking
Planning and Preparing for Compliance Reviews
Executing Compliance Audits: Tools and Techniques
Analyzing Findings and Reporting Outcomes
Continuous Improvement and Follow-Up in Compliance Management
4
Compliance Training and Awareness
Understanding Compliance Frameworks in Banking
Regulatory Requirements and Best Practices
Risk Assessment and Compliance Monitoring
Developing a Compliance Culture within Banking Institutions
Managing Compliance Incidents and Audits
5
Risk Assessment and Management
Understanding Risk Frameworks in Banking
Identifying and Assessing Risks in Banking Operations
Quantitative and Qualitative Risk Measurement Techniques
Developing Risk Mitigation Strategies
Monitoring and Reviewing Risk Management Practices
6
Regulatory Compliance Frameworks
Understanding Regulatory Compliance in Banking
Key Regulations and Standards Affecting Banking Compliance
Developing a Compliance Management Framework
Risk Assessment Techniques in Regulatory Compliance
Monitoring, Reporting, and Continuous Improvement in Compliance
Assessment Breakdown
Passing Mark: 325 / 500 (65%)
How to Enrol
Website: lapt.org
Email: info@lapt.org
Phone: +44 7513 283044
Address: 85 Great Portland Street, W1W 7LT, United Kingdom
Hours: Monday – Friday, 9AM – 5PM